About Morgan Stanley
Morgan Stanley (NYSE: MS) is a leading global financial services firm, offering a comprehensive range of investment banking, securities, wealth management, and investment management services. With a presence in 42 countries, our dedicated professionals serve corporations, governments, institutions, and individuals worldwide.
We are committed to delivering first-class service and upholding the highest standards of excellence. Our work is guided by five core values:
- Do the right thing
- Put clients first
- Lead with exceptional ideas
- Commit to diversity and inclusion
- Give back to the community
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Key Responsibilities:
The candidate will serve as the PMO for FR Y-14Q (CCAR) filings, collaborating with teams across the global Finance organization to enhance and streamline communication. Responsibilities include, but are not limited to:
- Monitor and implement changes to instructions and forms as required.
- Coordinate and communicate CCAR (FR Y-14Q) instruction changes and FAQs to key teams, including Regulatory Reporting providers, treasury, and attestation leads, ensuring implementation and ownership of controls/attestations.
- Serve as the liaison between the Federal Reserve Bank (FRB) and report SMEs, managing and fostering strong relationships with FRBNY.
- Coordinate and respond to Federal Reserve Bank inquiries.
- Oversee preparation, response, and issue management for Regulatory Exams and Internal 2nd and 3rd line reviews, applying best practices and lessons learned.
- Develop and execute remediation plans for findings from regulatory exams, internal audits, and regulatory reporting quality assurance reviews.
- Assist in coordinating and communicating the CCAR production calendar to relevant teams, confirming process timelines and ownership of controls/attestations.
- Support the materiality assessment process, evaluating open issues for their impact on CCAR filings.
- Drive Controller-led adoption of digital tools, including Alteryx, MS Viz, and UI Path.
- Contribute to the development and execution of Regulatory Reporting training programs.